Model policy · version 1
Draft
Insurance licensing and distribution
Verify the people and entities authorized to distribute insurance.
What’s in this policy5 sections · Insurance licensing and distribution · Read the full policy
4Obligations · things you must do
4Evidence · records that prove it
3Monitoring · checks and deadlines
0Reporting · reports you must send
Does this apply to you?
Answer a few questions and each obligation is marked applies, likely, or needs more information.
Tell Leela about your companyHand over the whole policy
Every obligation in this policy, in one request.
What the policy requires
Automate
Leela can perform the work through your connected systems.
Monitor
Leela can watch for the trigger, keep the clock, and flag what is late.
Prepare for review
Leela can prepare the artifact and hand it to a person for review.
Human required
A person must do the work; Leela can track it and file the evidence.
TriggerEvent-driven · Before a producer starts a new role, product line or state
EvidenceLicense verification and approved activity matrix
TriggerEvent-driven · When establishing, changing or ending an insurer–producer relationship
EvidenceAppointment decision and filing receipts
TriggerContinuous · Before license expiry and when a qualification or disciplinary status changes
EvidenceLicense calendar and exception record
TriggerAnnual · At onboarding and the company’s annual distribution review
EvidenceDistribution review and remediation evidence