Review outsourced distribution
Sample intermediaries, websites and referral arrangements for activity beyond approved authority. Update contracts and supervision, and close corrective actions. The review interval is a company control.
Annual
At onboarding and the company’s annual distribution review
Sample intermediaries, websites and referral arrangements for activity beyond approved authority. Update contracts and supervision, and close corrective actions. The review interval is a company control.
- Distribution review and remediation evidence
Controlled record with date, owner, source and review history
Distribution compliance lead
A person must do the work; Leela can track it and file the evidence.
A qualified person performs and approves this control; Leela can organize its task and evidence.
Tell Leela about your company to see whether this applies.
Tell Leela how you handle it today, or hand it over: see what’s next.