Leela
Insurance licensing and distribution
IL-02
Draft

Control insurer appointments

Requirement

Determine whether an appointment is required for this role. Track the applicable filing and termination requirements, evidence submission, and reconcile the insurer roster to permitted activity.

Trigger

Event-driven

When establishing, changing or ending an insurer–producer relationship

Action

Determine whether an appointment is required for this role. Track the applicable filing and termination requirements, evidence submission, and reconcile the insurer roster to permitted activity.

Evidence
  • Appointment decision and filing receipts

    Controlled record with date, owner, source and review history

Owner

Licensing manager

Leela can
Prepare for review

Leela can prepare the artifact and hand it to a person for review.

Leela can prepare a draft and evidence checklist for the accountable reviewer. Adoption and legal conclusions require human review.

Applies

Tell Leela about your company to see whether this applies.

Status
Setup needed

Tell Leela how you handle it today, or hand it over: see what’s next.

What’s next?