A policy you can actually run
Give Leela a policy. It finds the obligations and takes on the ones it can.
Know where your risk sits and control how the program changes.
Risk Assessment
Know where your AML and regulatory risk actually sits, score it, and keep the picture current. The risk assessment is the document every other control traces back to, and the first thing an examiner or a sponsor bank asks for.
Annual AML and regulatory assessments, out-of-cycle refresh on material change, mitigation actions tracked to closure
6 obligations · Leela can help with 6
2 runs or monitors · 4 prepares for review
AML Program
Stand up the written program the sponsor bank relies on: a named officer with real authority, trained staff, an independent test on the calendar, and a board that sees the numbers every quarter. This is the document an examiner reads first and the frame every other AML policy hangs from.
Officer designated in writing, training at hire and annually, independent test annually, board report quarterly, policy review annually
9 obligations · Leela can help with 6
4 runs or monitors · 2 prepares for review
Change Management
Decide which changes are material, review them before they ship, and give the sponsor bank the notice its agreement promises. This is the process an examiner checks when a product launched, a vendor switched, or a policy moved without the bank hearing about it first.
Triage in 3 business days, review in 5, bank notice 10 or 30 business days ahead, validation within 30 days, quarterly log review
9 obligations · Leela can help with 6
3 runs or monitors · 3 prepares for review
AI Agents
Know every AI agent that works for you, tell people when they are dealing with AI, keep a person in the decisions that matter, and keep what the agents said and did.
A review before each agent starts or changes, continuous sampling of what agents say and do, and testing on a schedule you set.
10 obligations · Leela can help with 8
4 runs or monitors · 4 prepares for review
Insurance licensing and distribution
Verify the people and entities authorized to distribute insurance.
Track the controls, evidence and open scope questions for New York insurance distribution.
4 obligations · Leela can help with 3
3 runs or monitors · 0 prepares for review
Insurance AI and underwriting governance
Govern AI and external data used in underwriting and pricing.
Track the controls, evidence and open scope questions for New York underwriting and pricing.
4 obligations · Leela can help with 3
2 runs or monitors · 1 prepares for review
Insurance financial governance and reporting
Keep insurer financial, risk and governance filings accountable.
Track the controls, evidence and open scope questions for New York insurer reporting.
4 obligations · Leela can help with 2
1 runs or monitors · 1 prepares for review