Policy template · version 2
Draft
Insurance annuity sales and best interest
Support appropriate annuity recommendations and supervision.
What’s in this policy5 sections · Insurance annuity sales and best interest · Read the full policy
4Obligations · things you must do
4Evidence · records that prove it
1Monitoring · checks and deadlines
Does this apply to you?
Answer a few questions and each obligation is marked applies, likely, or needs more information.
Tell Leela about your companyHand over the whole policy
Every obligation in this policy, in one request.
What the policy requires
Document the consumer profile and recommendation
Specialist-led
Deliver disclosures and address conflicts
Run the workflow
Supervise recommendations and remediate exceptions
Specialist-led