Insurance annuity sales and best interest
AN-03Draft
Verify training before annuity activity
How Leela would run itEvent-driven · before sale or recommendation and at qualification renewals
Proposed stepsThe requirement
Confirm the required annuity training, product knowledge and license status for the applicable role and transaction. Block unqualified activity and retain course or competency evidence.
- Before this work
- Verified course, product-training and licensing records Approved qualification rules for the state, role and transaction
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
How Leela would run it · proposed steps
- LeelaCheck training, product knowledge and license records against the approved activity requirements.Proposed step
- LeelaFlag unqualified activity and retain the completion evidence needed for review.Proposed step
- Distribution compliance leadDistribution compliance confirms role-specific requirements and authorizes exceptions or restoration of activity.Your team decides
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Training and authorization recordControlled record with date, owner, source and review history
Evidence
Training and authorization record
Insurance annuity sales and best interest §3.3
1
of 1 record
The steps are the library’s proposed workflow for this obligation: a description of the work, not a run. The records are its evidence in the library.