Insurance annuity sales and best interest
AN-02Draft
Deliver disclosures and address conflicts
How Leela would run itEvent-driven · before or at the legally required point in the recommendation
Proposed stepsThe requirement
Identify required role, product and compensation disclosures and material conflicts. Deliver the required information, obtain the applicable acknowledgments and document conflict management.
- Before this work
- Approved templates and transaction-specific disclosure rules An authorized delivery channel, recipient details and recorded release approval
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
How Leela would run it · proposed steps
- LeelaAssemble the approved role, product and compensation disclosure packet for the transaction.Proposed step
- LeelaDeliver authorized materials through the connected channel and collect acknowledgments and missing-item follow-up.Proposed step
- Recommending agentThe producer or compliance reviewer confirms required disclosures, resolves material conflicts and approves the packet before delivery.Your team decides
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Disclosure package and conflict assessmentControlled record with date, owner, source and review history
Evidence
Disclosure package and conflict assessment
Insurance annuity sales and best interest §3.2
1
of 1 record
The steps are the library’s proposed workflow for this obligation: a description of the work, not a run. The records are its evidence in the library.