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Treat customers fairly, answer their complaints, and say only what you can prove.

Complaint Management

Capture every complaint in one register, resolve it on a clock that matches its severity, and keep the sponsor bank informed. Complaints are the component of a compliance program that catches what policies, training, and testing miss.

Continuous intake, severity clocks from 1 to 45 business days, weekly public-channel checks, monthly bank reporting

9Obligations
4Leela can handle
4Need your input

Marketing Compliance

Say only what you can prove, in language the sponsor bank has approved, through channels where the recipient agreed to hear from you. This is the gate every ad, page, script, and press release passes through, and the log the bank and an examiner will ask to see.

Review and bank approval per material, consent checks per campaign, accessibility testing and training annually, inventory kept continuously, program review annually

10Obligations
4Leela can handle
4Need your input
Draft

Insurance claims handling

Handle claims fairly and keep a defensible record of each decision.

Track the controls, evidence and open scope questions for California insurance claims.

4Obligations
2Leela can handle
1Need your input
Draft

Insurance privacy and health information

Control personal information, consumer rights and covered health data.

Track the controls, evidence and open scope questions for California insurance privacy; conditional federal HIPAA.

4Obligations
1Leela can handle
2Need your input
Draft

Insurance annuity sales and best interest

Support appropriate annuity recommendations and supervision.

Track the controls, evidence and open scope questions for Texas annuity recommendations.

4Obligations
1Leela can handle
1Need your input