Model policy · version 1
Draft
Insurance covered-product AML
Control money-laundering risk in covered insurance products.
What’s in this policy5 sections · Insurance covered-product AML · Read the full policy
4Obligations · things you must do
4Evidence · records that prove it
2Monitoring · checks and deadlines
0Reporting · reports you must send
Does this apply to you?
Answer a few questions and each obligation is marked applies, likely, or needs more information.
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Every obligation in this policy, in one request.
What the policy requires
Automate
Leela can perform the work through your connected systems.
Monitor
Leela can watch for the trigger, keep the clock, and flag what is late.
Prepare for review
Leela can prepare the artifact and hand it to a person for review.
Human required
A person must do the work; Leela can track it and file the evidence.
TriggerEvent-driven · Before covered-product activity and after material risk changes
EvidenceApproved AML program and covered-product inventory
TriggerContinuous · During covered-product distribution and servicing
EvidenceDistributor control record and investigation log
TriggerEvent-driven · At onboarding and at risk-based training and testing intervals
EvidenceTraining evidence and independent test report
TriggerEvent-driven · When facts raise a possible covered-product suspicious-activity report
EvidenceRestricted case record, filing decision and retention controls