Train and independently test the program

Insurance covered-product AML policy, §3.3

Train appropriate staff and distribution personnel, or verify qualifying third-party training. Arrange independent testing by a qualified person outside the compliance-officer role and track remediation.

Event-driven

At onboarding and at risk-based training and testing intervals

Train appropriate staff and distribution personnel, or verify qualifying third-party training. Arrange independent testing by a qualified person outside the compliance-officer role and track remediation.

• Training evidence and independent test report

  Controlled record with date, owner, source and review history

AML compliance officer

A qualified person performs and approves this control; Leela can organize its task and evidence.

Tell Leela about your company to see whether this applies.