Control suspicious-activity decisions and records
Escalate to the authorized AML reviewer to apply reporting criteria and deadlines. Preserve supporting records and restrict SAR information to permitted recipients; do not disclose SAR existence to the subject or place SAR content in this public application.
Event-driven
When facts raise a possible covered-product suspicious-activity report
Escalate to the authorized AML reviewer to apply reporting criteria and deadlines. Preserve supporting records and restrict SAR information to permitted recipients; do not disclose SAR existence to the subject or place SAR content in this public application.
- Restricted case record, filing decision and retention controls
Controlled record with date, owner, source and review history
AML compliance officer
A person must do the work; Leela can track it and file the evidence.
A qualified person performs and approves this control; Leela can organize its task and evidence.
Tell Leela about your company to see whether this applies.
Tell Leela how you handle it today, or hand it over: see what’s next.