Aster Advisory
- Industry
- Investment & Wealth Management
- Offering
- Investment planning and advisory services
- Customers
- U.S. individual clients
- Geography
- United States
A fictional company for this example.
Review an advisory campaign
Aster Advisory · Fictional company and project. Prepared drafts for human review.
Campaign with a performance claim
Aster Advisory plans a U.S. website campaign claiming its model portfolio returned 12% last year. The draft does not explain fees, calculation method, relevant limitations or who verified the number. This is a fictional claim, not investment advice or actual performance.
Campaign review rules · fictional internal excerpt
W1. Performance claims require a claim-to-evidence record, calculation review, relevant limitations and compliance approval before publication. W2. Plain descriptions of services with no performance or outcome claims require ordinary accuracy and compliance review, but not the W1 performance-evidence packet. These fictional rules do not assert which securities rules apply to an actual adviser.
Fictional internal controls included for this example. They are not your company’s policy.