See the proof.
The quarter’s sanctions and KYC work, and the checks on your AI agents, in one package for your board and sponsor bank, prepared by Leela for you to approve.
Sanctions, KYC and AI agents compliance package · Q4 2026 · exampleFor the board and the sponsor bank · AP-05
- Prepared by Leelatoday
- Approved by you
- Ready to send
The case files behind each line are in it.
293 of 296
runs on time
8
decisions, with who and why
3 of 3
exceptions resolved
2
still open
What ran
Exceptions and how they were resolved
- KC-07Two periodic reviews finished lateThe customers’ documents arrived after the due date; both reviews closed within five business days.
- SO-07One screening attestation made a day lateThe office was closed that day. Screening itself ran on time, and the attestation was made the next business day.
- SO-06One possible match escalatedCleared in week 8 once the customer’s passport confirmed a different person.
Still open
- KC-0712 Tier 1 annual reviews come due early next quarter
- SO-07The screening vendor’s list-update timing changes next month; attestations will note it
What’s next?
AP-05 · Report program performance to the board quarterly and to the sponsor bank. The report this package is for.