Sanctions / OFAC
SO-07Track OFAC list updates daily and re-screen the book on each change
How Leela would run itDaily · daily list check; delta re-screen promptly on each publication
From the policy libraryThe requirement
OFAC’s SDN and consolidated list updates are checked daily, and the daily monitoring log confirms that the watchlist screening and blockchain analytics platforms carry the current lists. New designations and changed entries are re-screened promptly against the existing customer, beneficial owner, and control person population, and any potential match enters the investigation process.
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
The work
Check the OFAC publications each day, confirm list currency in both screening platforms, run the delta re-screen against the whole book, and open an investigation on any hit.
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Daily monitoring log entryDate, list versions published, platform currency confirmed
- 02Delta re-screening run recordList version, date, population screened, hits and dispositions
Evidence
Daily monitoring log entry
Sanctions / OFAC §3.1, §5.1
2
of 2 records
The work and the records come from this obligation in the policy library.