Risk Assessment
RA-01Score inherent AML risk across customers, products, geographies, and channels
How Leela would run itAnnual · written before launch and refreshed each year
From the policy libraryThe requirement
The AML risk assessment rates each customer type, product, geography, and channel for the money-laundering typologies it could carry, names which customer types need enhanced due diligence, and records the reasoning so the ratings can be defended.
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
The work
Describe each customer type, product, geography, and channel with its risk factors and typologies, rate it, and mark the customer types that require enhanced due diligence.
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01AML risk assessmentDocument with a rated table per dimension and the rationale for each rating
Evidence
AML risk assessment
Risk Assessment §3
1
of 1 record
The work and the records come from this obligation in the policy library.