Compliance Monitoring & Testing
MT-05Run the semi-annual tests and a population-level lookback
How Leela would run itTwice a year · twice a year, on the prior six months
From the policy libraryThe requirement
Twice a year, onboarding documentation and marketing materials from the prior six months are tested, and a lookback across a whole population, rather than a sample, is run to catch systematic failures sampling can miss.
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
The work
Test the onboarding and marketing samples, run the lookback on the chosen population, and record results and exceptions in the Testing Log.
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Semi-annual workpapersOnboarding, marketing, and lookback results with exceptions
Evidence
Semi-annual workpapers
Compliance Monitoring & Testing §4.1
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of 1 record
The work and the records come from this obligation in the policy library.