Compliance Monitoring & Testing
MT-02Run the monitoring cadence across every risk area
How Leela would run itContinuous · same-day, daily, monthly, and quarterly checks as the program sets
From the policy libraryThe requirement
Monitoring runs continuously inside operations: marketing approved before publication with same-day turnaround, disclosure logs reviewed monthly, complaints logged within a business day, access logs sampled quarterly, incidents reviewed on receipt, and regulatory changes tracked continuously with a quarterly assessment.
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
The work
Assign each monitoring activity an owner and a cadence, record each check as it happens, and route any exception into the Issues Log.
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Monitoring logDated entries per activity with the check performed and the outcome
- 02Marketing approval recordsApproved material with reviewer and date
Evidence
Monitoring log
Compliance Monitoring & Testing §3
2
of 2 records
The work and the records come from this obligation in the policy library.