KYC / CIP / KYB
KC-04Assign a risk tier and apply the diligence it requires
How Leela would run itEvent-driven · at onboarding, and at each periodic review
From the policy libraryThe requirement
Every customer is assigned Tier 1, 2, or 3 at onboarding from its industry, licensing, ownership, geography, and expected activity, and the tier decides the depth of diligence: standard verification, an enhanced package with business-model and source-of-funds review, or a full high-risk package with a written risk memo.
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
The work
Score the customer against the tier criteria, record the tier and rationale, and complete the diligence package the tier requires before activation.
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Tier assignment recordTier, criteria met, approver, date
- 02Enhanced due diligence packageBusiness-model review, source of funds, and ownership documents for Tier 2 and 3
Evidence
Tier assignment record
KYC / CIP / KYB §5
2
of 2 records
The work and the records come from this obligation in the policy library.