Issues Management
IM-05Report High issues to the chief executive in writing within 5 business days
How Leela would run itEvent-driven · each High issue: written report within 5 business days, weekly updates until remediation is under way
From the policy libraryThe requirement
A High issue is reported to the Chief Executive Officer in writing within 5 business days, with an investigation summary and a proposed remediation plan. The Chief Executive Officer is updated weekly until remediation is under way, the issue is summarized in the quarterly compliance report, and high issues are reported to the board in the annual compliance report.
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
The work
Write the escalation with the investigation summary and proposed plan, send it within 5 business days, and send weekly status updates until the fix is in motion.
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01High issue escalationWritten report with investigation summary and proposed plan, dated
- 02Weekly status updatesDated updates until remediation is under way
Evidence
High issue escalation
Issues Management §4, §7.2
2
of 2 records
The work and the records come from this obligation in the policy library.