Insurance licensing and distribution
IL-02Draft
Control insurer appointments
How Leela would run itEvent-driven · when establishing, changing or ending an insurer–producer relationship
Proposed stepsThe requirement
Determine whether an appointment is required for this role. Track the applicable filing and termination requirements, evidence submission, and reconcile the insurer roster to permitted activity.
- Before this work
- Connected appointment rosters and filing receipts Reviewed state and role requirements, with an authorized filing owner
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
How Leela would run it · proposed steps
- LeelaReconcile insurer and producer appointment rosters using the approved appointment rules.Proposed step
- LeelaTrack filing and termination deadlines, prepare missing-item packets and retain filing receipts.Proposed step
- Licensing managerThe licensing manager decides appointment applicability and authorizes each filing or termination before submission.Your team decides
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Appointment decision and filing receiptsControlled record with date, owner, source and review history
Evidence
Appointment decision and filing receipts
Insurance licensing and distribution §3.2
1
of 1 record
The steps are the library’s proposed workflow for this obligation: a description of the work, not a run. The records are its evidence in the library.