Insurance covered-product AML
IA-04Draft
Control suspicious-activity decisions and records
How Leela would run itEvent-driven · when facts raise a possible covered-product suspicious-activity report
From the policy libraryThe requirement
Escalate to the authorized AML reviewer to apply reporting criteria and deadlines. Preserve supporting records and restrict SAR information to permitted recipients; do not disclose SAR existence to the subject or place SAR content in this public application.
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
The work
Escalate to the authorized AML reviewer to apply reporting criteria and deadlines. Preserve supporting records and restrict SAR information to permitted recipients; do not disclose SAR existence to the subject or place SAR content in this public application.
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Restricted case record, filing decision and retention controlsControlled record with date, owner, source and review history
Evidence
Restricted case record, filing decision and retention controls
Insurance covered-product AML §3.4
1
of 1 record
The work and the records come from this obligation in the policy library.