Insurance covered-product AML
IA-03Draft
Train and independently test the program
How Leela would run itEvent-driven · at onboarding and at risk-based training and testing intervals
From the policy libraryThe requirement
Train appropriate staff and distribution personnel, or verify qualifying third-party training. Arrange independent testing by a qualified person outside the compliance-officer role and track remediation.
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
The work
Train appropriate staff and distribution personnel, or verify qualifying third-party training. Arrange independent testing by a qualified person outside the compliance-officer role and track remediation.
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Training evidence and independent test reportControlled record with date, owner, source and review history
Evidence
Training evidence and independent test report
Insurance covered-product AML §3.3
1
of 1 record
The work and the records come from this obligation in the policy library.