Insurance covered-product AML
IA-02Draft
Integrate distribution and risk monitoring
How Leela would run itContinuous · during covered-product distribution and servicing
From the policy libraryThe requirement
Obtain relevant customer information through agents and brokers, monitor defined risk indicators and investigate unusual activity. Record control gaps, escalation and accountable follow-up.
- Applies
- Tell Leela about your company to see whether this applies.
- Status
- Setup needed
Tell Leela how you handle it today, or hand it over: see what’s next.
The work
Obtain relevant customer information through agents and brokers, monitor defined risk indicators and investigate unusual activity. Record control gaps, escalation and accountable follow-up.
What Leela keepsThe evidence this obligation leaves, as the work happens
Listed from the policy libraryContents
- 01Distributor control record and investigation logControlled record with date, owner, source and review history
Evidence
Distributor control record and investigation log
Insurance covered-product AML §3.2
1
of 1 record
The work and the records come from this obligation in the policy library.