Leela
Sanctions / OFAC
SO-07

Track OFAC list updates daily and re-screen the book on each change

Requirement

OFAC’s SDN and consolidated list updates are checked daily, and the daily monitoring log confirms that the watchlist screening and blockchain analytics platforms carry the current lists. New designations and changed entries are re-screened promptly against the existing customer, beneficial owner, and control person population, and any potential match enters the investigation process.

Trigger

Daily

Daily list check; delta re-screen promptly on each publication

Action

Check the OFAC publications each day, confirm list currency in both screening platforms, run the delta re-screen against the whole book, and open an investigation on any hit.

Evidence
  • Daily monitoring log entry

    Date, list versions published, platform currency confirmed

  • Delta re-screening run record

    List version, date, population screened, hits and dispositions

Owner

AML Compliance Officer

Leela can
Automate

Leela can perform the work through your connected systems.

Leela can check the OFAC publications each day, confirm list currency in your screening platforms, and run the delta re-screen through them.

Applies

Tell Leela about your company to see whether this applies.

Status
Setup needed

Tell Leela how you handle it today, or hand it over: see what’s next.

What’s next?