Report to the board annually and review the program
In the first quarter of each year the board receives the annual monitoring and testing report, and the Compliance Officer reviews the program itself: the control inventory, the sampling method, testing effectiveness, resources, and alignment with regulatory expectations.
Annual
First quarter of each year
Prepare the annual report with twelve months of results and trends, present it to the board, and document the program review and its recommendations.
- Annual board report
Report and board minute or acknowledgment
- Program review
Findings against each review criterion, signed and dated
Compliance Officer
A person must do the work; Leela can track it and file the evidence.
A person judges the program; Leela can supply the year’s results and file the review.
Tell Leela about your company to see whether this applies.
Tell Leela how you handle it today, or hand it over: see what’s next.