Leela
KYC / CIP / KYB
KC-09

Refresh the file on material change and offboard when required

Requirement

A material account change, such as new product access, a large limit increase, or a new beneficial owner, triggers a partial refresh of the file with re-screening and tier reassessment. A customer that fails to provide documents within 30 days, returns a confirmed sanctions hit, loses a required license, or poses unacceptable risk is suspended or terminated, with the sponsor bank notified before closure.

Trigger

Event-driven

On each material change; on each offboarding trigger

Action

Collect the updated documents and re-screen on a change; on an offboarding trigger, decide, notify the sponsor bank, stop processing, settle balances, and record the reason.

Evidence
  • Change refresh record

    What changed, documents collected, screening re-run, tier decision

  • Offboarding decision

    Reason, approver, bank notice, closure date

Owner

AML Compliance Officer

Leela can
Monitor

Leela can watch for the trigger, keep the clock, and flag what is late.

Leela can watch for account changes and offboarding triggers and start the right procedure.

Applies

Tell Leela about your company to see whether this applies.

Status
Setup needed

Tell Leela how you handle it today, or hand it over: see what’s next.

What’s next?