Review every customer on its tier’s schedule
Each customer is re-examined on a cadence set by its tier, annually for Tier 1, every six months for Tier 2, and every three months for Tier 3, confirming the business is what it said, ownership is unchanged, and activity matched expectations.
Annual
Annual, six-monthly, or quarterly per customer by tier
Schedule each customer’s review from its tier, refresh documentation and screening, compare activity to the onboarding profile, and re-confirm or change the tier.
- Periodic review record
Per customer: date, reviewer, findings, tier confirmed or changed
AML Compliance Officer
Leela can watch for the trigger, keep the clock, and flag what is late.
Leela can keep each customer’s review date by tier and open the review when it comes due.
Tell Leela about your company to see whether this applies.
Tell Leela how you handle it today, or hand it over: see what’s next.