Maintain an entity-specific filing register
Map the company and insurance group to applicable statutory financial, governance and risk filings. Confirm instructions, exclusions, owners and due dates for each regulator before populating the calendar.
Annual
At the start of each filing year and entity or rule changes
Map the company and insurance group to applicable statutory financial, governance and risk filings. Confirm instructions, exclusions, owners and due dates for each regulator before populating the calendar.
- Filing register with scope decisions and current instructions
Controlled record with date, owner, source and review history
Regulatory reporting lead
Leela can prepare the artifact and hand it to a person for review.
Leela can prepare a draft and evidence checklist for the accountable reviewer. Adoption and legal conclusions require human review.
Tell Leela about your company to see whether this applies.
Tell Leela how you handle it today, or hand it over: see what’s next.