Leela
Insurance annuity sales and best interest
AN-03
Draft

Verify training before annuity activity

Requirement

Confirm the required annuity training, product knowledge and license status for the applicable role and transaction. Block unqualified activity and retain course or competency evidence.

Trigger

Event-driven

Before sale or recommendation and at qualification renewals

Action

Confirm the required annuity training, product knowledge and license status for the applicable role and transaction. Block unqualified activity and retain course or competency evidence.

Evidence
  • Training and authorization record

    Controlled record with date, owner, source and review history

Owner

Distribution compliance lead

Leela can
Monitor

Leela can watch for the trigger, keep the clock, and flag what is late.

Leela can track evidence, dates and exceptions once the scope and connected data are configured; a person resolves regulatory judgments.

Applies

Tell Leela about your company to see whether this applies.

Status
Setup needed

Tell Leela how you handle it today, or hand it over: see what’s next.

What’s next?