Leela
AML Program
AP-03

Train staff on AML at hire, annually, and by role

Requirement

Every employee and contractor whose role touches the program completes AML training within 30 days of starting and at least annually after that. Staff in higher-risk functions, including onboarding, transaction monitoring, sanctions screening, and payments operations, complete role-specific modules. Training content is reviewed annually, completion is tracked by individual, and the completion rate is reported to the board and the sponsor bank.

Trigger

Annual

Within 30 days of each start date; annual refresher; role modules on assignment

Action

Assign the training on each start date and each anniversary, assign role modules on function, chase what is late, and report the completion rate.

Evidence
  • Training completion log

    Per person: module, assigned date, completed date, score

  • Training content

    Current modules with the date last reviewed

Owner

AML Compliance Officer

Leela can
Monitor

Leela can watch for the trigger, keep the clock, and flag what is late.

Leela can keep each person’s training clock from the start date and flag who is due or late.

Applies

Tell Leela about your company to see whether this applies.

Status
Setup needed

Tell Leela how you handle it today, or hand it over: see what’s next.

What’s next?